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Municipal Securities Underwriters Pay a Total of $325,000 in Fines

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The Securitiesand Exchange Commission announced today that NASD RegulationInc. censured and fined 21 securities firms for violationsof Rule G-36 of the Municipal Securities Rulemaking Board.At the same time, the Comptroller of the Currency sanctioneda…

Source：SEC Press Releases

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Source：https://www.sec.gov/newsroom/press-releases/97-114-municipal-securities-underwriters-pay-total-325000-fines